SEC Rule 606 Disclosure of Order Routing Practices

Our clearing firm, Pershing LLC ("Pershing"), has provided the data concerning the routing of order flow (the "Data") on this website. Although Pershing has used commercially reasonable efforts to provide accurate Data, the Data is provided to you on an "as is" basis.

Please note that disclosure information will be available only to customers of those firms that are required to display their Data. If you would like to enter the site now, please click here and re-enter the complete firm name in the space provided.

Drop Us a Line

Looking to be part of something more? Get in touch to learn about the benefits of affiliating with Cetera and start taking the next steps to a stronger future.