Diversity and Inclusion

We believe in a world where financial well-being, the support to attain it and the professional path to provide it is accessible and achievable for everyone. At Cetera, we embrace our differences and strive to provide an environment that’s diverse at all levels, and where all team members and financial professionals are fairly represented and treated with respect.

Diversity and Inclusion

We believe in a world where financial well-being, the support to attain it and the professional path to provide it is accessible and achievable for everyone. At Cetera, we embrace our differences and strive to provide an environment that’s diverse at all levels, and where all team members and financial professionals are fairly represented and treated with respect.

Our Approach

 

We are committed to driving sustainable, systemic change to create a special culture and community that embraces diversity, champions equity, welcomes inclusion and nurtures belonging, both within and outside of our organization. This effort requires long-term, focused support at all levels of our organization.

Our goal is to develop and sustain an organizational culture where everyone feels like they belong. As a foundation, we have a firm zero-tolerance policy against discrimination on the basis of race, age, sexual orientation, gender identity, or any other factors that make members of our team and financial professional community uniquely them. We are committed to making our workplaces and events trusting and inclusive environments, educating our teams against unconscious bias, and standing up against injustice.

VISION
A world where financial well-being, and the support to attain it, is accessible and achievable for everyone
MISSION
Drive sustainable, systemic change to create a special culture and community that embraces diversity, champions equity, welcomes inclusion and nurtures belonging

Leadership

 

Cetera’s Diversity, Equity, and Inclusion Council is a united team of dedicated change agents, with diverse perspectives, committed to serving the organization and all its communities and constituents along our journey to become a leader and model for our industry and each other. Members lead and support different functions across our entire business and have a direct impact on the priorities and policies of their respective divisions. By convening regularly and having open conversations about the work in progress and future efforts, the team is ensuring a continued organizational focus on diversity and inclusion at every level.

By participating in the CEO Action Pledge—a collective of business leaders across all industries who are committed to advancing workplace diversity and inclusion—we bring increased accountability and momentum to our efforts to create sustainable change.

Within the Cetera community, informal employee groups have existed locally for some time. Based on employee feedback and interest, we have kicked off an effort to broaden and formalize Employee Resources Groups (ERGs) across the organization. ERGs at Cetera are voluntary, employee-led groups whose focus is to foster a diverse and inclusive workplace for all.

Cetera’s Diversity, Equity,
and Inclusion Council

 

Joe Faber

Karen Cecilio

Lisa Gok

Mike Ragunas


Jeannie Finkel

LeAnn Rummel

Tim Stinson

Elayne Banks

Srinivas Pattabi

Elissa Mahendra

Mimi Bock

Wilder Gutierrez

Ken Muraoka

Financial Professionals

 

Simply put, the need for financial guidance has never been greater, and it’s our responsibility to support our financial professionals in delivering sound, personalized recommendations to all the American investors who seek their help. With our Advice-Centric Experience® approach as our north star, we’ll continue to develop the guidance-focused capabilities and tools that financial professionals can use to reach more diverse and traditionally underserved communities with the strategies needed to create stronger financial futures.

Additionally, to bring our financial professionals’ voices to the forefront, we are developing a diversity, equity, inclusion, and belonging council that will be led by members of our financial professional community. This council will host networking events, call series, and additional opportunities to increase engagement and collaborate on bringing a more equitable future to life.

Philanthropy

 

To help encourage greater representation and access within our profession for the long term, our financial professional-led philanthropy, Caring Cetera, launched the Diversity in Financial Planning Scholarship. The scholarship program offers financial and mentorship support for students from communities that are traditionally underrepresented in financial services as they pursue their financial planning career.

Drop Us a Line

Looking to be part of something more? Get in touch to learn about the benefits of affiliating with Cetera and start taking the next steps to a stronger future.