Disclosure of Order Routing Practices (SEC Rule 606)

Linked sites are not under the control of Cetera Advisors and Cetera Advisors is not responsible for the contents of any linked site or any link contained in the linked site, or updates to such sites. Linked sites may contain rules and regulations, privacy provisions, confidentiality provisions, transmission of personal data provisions, and other provisions that differ from the provisions of this website.

For information on Cetera Advisors’ routing of nondirected orders in equity and option securities, please refer to this link Rule 606 Order Routing Disclosure for the most recent published 606 report.

Drop Us a Line

Looking to be part of something more? Get in touch to learn about the benefits of affiliating with Cetera and start taking the next steps to a stronger future.