Adapting to Reg BI Can Be Complex. We Make It Simple.08/20/2020


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Because our belief in delivering Compliance with Culture means every new process and implication of Reg BI has been carefully interpreted, thought through, and documented, with the steps involved in staying compliant spelled out in plain English—all in a custom guide available to every Cetera financial professional.

Just use the form below to see a part of it in action. We hope it helps you simplify your day—and makes Reg BI feel a little less onerous.

Because when it comes to looking after your clients’ best interests, it’s a lot easier when you have someone looking after yours.

For use with financial professionals only. Advisors affiliated with Cetera are either registered representatives offering only brokerage services or are investment adviser representatives who can also offer advisory services.

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